The Three Shades of Compliance: Black, White, and Gray
| Published: | Nov. 20, 2009 |
| Format: | |
| Length: | 2 pages |
Successfully implementing and maintaining a compliance program can create internal challenges. Not only does it require a significant amount of time and effort, but also it needs buy-in from all of an institution's employees. This Industry Insight Brief outlines concise steps to take for building a compliance program and keeping employees motivated to follow through on the guidelines. By offering annual refresher content--and examinations--along with rewarding initiative, financial institutions will find this brief offers a useful roadmap to simplifying and enforcing the process.
